UCAP Hong Kong Asset Management Ltd. is an independent investment and financial advisory firm dedicated to providing bespoke solutions to help our clients grow and safeguard their wealth and assets – and to successfully transfer these assets to future generations.

Regulatory Supervision

UCAP Hong Kong Asset Management holds the Type 1, 4 & 9 license [ AXH281 ] and conducts its wealth management business under the strict supervision of the Securities and Futures Commission (SFC).

We operate and fully comply with SFC rules and regulations to provide total transparency and full confidence to all our clients.

Our Services

As an independent asset manager, we offer truly open-architecture investment and banking platforms to our clients.

Our collaboration with the region’s leading banks and financial institutions enables us to offer a selection of investment platforms, financial solutions, custody services, and asset management expertise as varied and comprehensive as our clients’ investment needs.

UCAP Hong Kong offers access to the following asset classes:

  • Equities
  • Bonds
  • Cash
  • Forex
  • Hedge Funds
  • Private Equity
  • Structured Products

We have in place a dedicated team of investment advisers to analyze and implement comprehensive risk control parameters across all invested assets based on individual client investment objectives and risk appetite. Our team closely monitors the performance of each investment and implements daily corrections in order that the portfolio always meet the client’s objectives.

UCAP Hong Kong offers asset supervision and reporting throughout the life of each investment. Via its proprietary reporting platform, UCAP HK is able to supply precise portfolio data consolidated across the client’s custodian banks.


Our Partners

Central to our philosophy is a desire to partner and collaborate with the most experienced investment advisors, wealth managers, and custodians within our own region and beyond—individuals and institutions with a precise understanding of the regional investment palette and regulatory atmosphere.

Our preferred partners are overwhelmingly those who share in our entrepreneurial spirit, boast impressive wealth management track records, and offer a comprehensive services that we may ensure our clients benefit from a broad network of skills and capabilities, including areas beyond investments and banking.